Values and rights, rule of law, security

Event report

Context, purpose, subject and structure/methodology of the event: This webinar looked at procedural safeguards in criminal proceedings in the EU as a whole and the possible need for further procedural rights. The webinar took place in the form of a lunch-break debate led by two distinguished experts in the field.

Reporting: For this webinar, we chose to conduct an open forum (Option 4). After the webinar, the report was drafted by ERA and then sent to the speakers and those participants that contributed to the discussion for their comments and remarks.

Number and type (general or specific public with details if possible) of participants present: The webinar was attended by ca. 50 participants, including defence lawyers, prosecutors and judges as well as government officials and members of NGOs from different EU Member States as well as third countries.

If available, demographic information about participants (e.g. age, gender, etc.): The ca. 50 participants were split evenly between male and females, ranging from lawyers, prosecutors and judges, professionals in the security sector and PhD candidates to government officials, lecturers and legal advisors.

Participants by country:

Albania	1.18%
Belgium	5.88%
Bulgaria	2.35%
Switzerland	1.18%
The Czech Republic	2.35%
Germany	8.24%
Denmark	1.18%
Estonia	1.18%
Spain	2.35%
France	1.18%
The United Kingdom	4.71%
Greece	5.88%
Hungary;	4.71%
Ireland	4.71%
India	1.18%
Italy	10.59%
Lithuania	2.35%
Luxembourg	2.35%
Malaysia	1.18%
The Netherlands	15.29%
Poland	4.71%
Portugal	4.71%
Romania	5.88%
Russia	1.18%
Sweden	1.18%
The United States	1.18%

Main subjects discussed during the workshops:

With around 50 participants being present online, the webinar was kicked off by introducing participants to the 2009 Roadmap for strengthening procedural rights of the Council of the European Union, the Agenda 2020 on minimum standards of certain procedural safeguards, designed by the European Criminal Bar Association (ECBA) in 2017/2018 and supported by the Council of Bars and Law Societies of Europe (CCBE), as well as to Art. 82 TFEU. Organiser Cornelia Riehle, Academy of European Law (ERA) and the two leading experts were introduced.

Ideas regarding the future development and assessment of procedural rights in criminal law proceedings were discussed as deeply as possible under the guidance of Prof. Holger Matt and Vânia Costa Ramos, both leading figures in the ECBA. For the ECBA, representing practitioners from all EU Member States, there still is a need to control the implementation of the procedural guarantees already in place regarding criminal proceedings, but there is as well a need to develop new tools and guarantees for accused and defendants to ensure a fair environment during criminal proceedings. The ECBA identified seven areas altogether, in which changes are still needed: (1) Pre-Trial-Detention and the EAW, (2) Procedural Rights in trials, (3) Witnessesˈ rights, legal privileges and confiscatory bans, (4) Admissibility and exclusion of evidence, (5) Conflicts of jurisdictions and ne bis in idem, (6) Remedies and appeals and (7) Legislative Instruments for compensation in criminal proceedings. According to these measures, Prof. Matt and Costa Ramos led the participants through the “new” roadmap agenda and triggered many different but still fruitful discussions forming around the different measures.

Main ideas suggested by participants during the workshops and the shared or debated narratives and arguments that led to them:

Regarding pre-trial detention and the European Arrest Warrant (EAW), the EAW was highlighted as a big accomplishment by Costa Ramos, but it was pointed out that there are still problems to solve around the complexity of the EAW. From a practitioner’s perspective, there are significant differences in terms of proportionality assessment when issuing an EAW in different Member States, in particular compared to domestic cases, Costa Ramos told the audience and gave a personal example deriving from her daily work with defendants in Portugal. Regarding legal shortcomings in relation to the EAW, Prof. Matt also added the problem of different rules regarding the minimum legal requirements of an arrest warrant and an EAW, the length and the recognition of time spent in pre-trial detention before surrender during the execution of an EAW in different EU Member States as well as different prison conditions and problems arising out of these conditions when executing an EAW. There definitely should be an additional ground for refusal resulting out of serious infringements of human rights when executing an EAW, Costa Ramos added. Triggering a discussion, the audience was asked whether they evaluate the existing measures and their execution as enough or which ideas there are among the audience regarding possible future legislation in this area. Thomas Wahl, Senior Researcher at the Max-Planck Institute for the Study of Crime, Security and Law added that there are measures flanking the EAW but they are not used. The existing rules should be made more precise. Other than that, Wahl said he sees the danger of opening a “Pandora’s Box” when amending the EAW and getting no added value out of this. Other participants added that they trust in the measures that are already at hand, but there was a need to rebuild, and rethink based on the already existing fundament, building upon projects already started on these issues. A Europe “united in diversity” was proposed, maybe resulting in a common ‘European Code of Criminal Justice Mutual Recognition Measures’ as the measures are already at hand but are scattered in different legal documents and established differently in different EU Member States. Examples were given how they are executed in different EU Member States and the newly created European Public Prosecutor’s Office (EPPO) was mentioned as a possible influence since it will highlight the need for more streamlined solutions in this matter.

Moving forward, the issue of minimum standards in trials was discussed. Regarding the newly created European Public Prosecutor’s Office (EPPO), the fundamental idea in the respective Regulation is that criminal proceedings should be conducted in a national legal framework, but on the other hand, the EPPO will be a European institution, so there could be a need to harmonise existing national rules. In reference to this, the choice of forum was mentioned as extremely important, and harmonising national rules would resolve the gravity of this issue in a significant manner. Prof. Matt also mentioned the different national rules regarding the right to refuse and the impartiality of judges, sitting orders in trials prohibiting contact of the defendant with his lawyer, access to the complete case files, giving defence statements and the right to confront (key) witnesses during trial as well as the absence of European rules on these issues. For these issues, there should be minimum rules implemented at least to level the differing levels of protection in the different EU Member States. Also, the question of recordings of trials and the access to these recordings is mentioned. Paola de Franceschi, Judge at the Court of Appeal of Venice, adds the problem of the right of the defendant being present at trial and the presumption of innocence in these cases: “The right to be present at the trial is enshrined in Article 8 of the Directive (EU) 2016/343 of 9 March 2016 “on the strengthening of certain aspects of the presumption of innocence”. According with the Italian Procedural Criminal Code, the trial can be held in absentia when, inter alia, the suspect/accused person at the beginning of the proceedings (i.e. when he/she was identified by the police or even arrested) indicated an address for service (elezione di domicilio) at the studio of the lawyer who was appointed ex officio (i.e. he/she is foreigner and doesn’t know any lawyer in Italy). In this case there is a kind of presumption that the accused person had knowledge of the charges and of the date of the trial. But if he/she could prove not having had any information about the trial, he/she has the right to appeal against the sentence issued in absentia. A recent decision of the Court of Cassation United Chambers (Sezioni Unite), in order to grant an effective knowledge of the trial, requires that - in the above-mentioned case - the judge should verify if a real professional link does exist between the lawyer appointed ex officio and the suspected/accused person.” Costa Ramos adds that there are also problems regarding these issues in Portuguese legal proceedings where the burden of proof regarding the service of documents and the knowledge of what happens in criminal proceedings is put upon the defendants.

Next up were evidentiary issues to be discussed, an issue often called upon as “too difficult for politics”. Prof. Matt pointed out that it is indeed a difficult issue to look upon, but it must be addressed as criminal proceedings not only concern guilty people, but the innocent as well. We cannot exclude legal issues just because they are difficult – witnessesˈ rights, the right to remain silent if incriminating oneself otherwise, these are problems where no common European Rules are set. The good news according to Prof. Matt would be that the European Commission has already started its work in this area, but, according to Prof. Matt, these are only the first steps into a different legal future. Costa Ramos added that the issue of remedies regarding unlawful collection and use of evidence for defendants should be addressed, especially as there are still many different rules in the different EU Member States regarding how defendants are compensated in these cases. Consequences of violations and rules of exclusion of evidence should be harmonised in the EU to ensure a unionwide standard of safe and fair trials. One participant insisted on the Directive regarding the European Investigation Order as a good starting point on questions regarding evidentiary issues, whereas Costa Ramos added that this all depends on the interpretation of this legal instrument by the relevant national authorities, in particular Art. 14(7). Prof. Matt ended the discussion with his intervention on three points made during the debate: First, the idea of a unified Criminal Procedure Code for the EU would not be convincing to him because of different legal cultures throughout the Union, second, the idea of Art. 82 II TFEU was only meant to establish minimum rules on different legal issues, but not blocking EU Member States from establishing a higher standard of protection in these questions and, third, that all issues in criminal proceedings sooner or later will refer to the question of remedies which should therefore be a focal point in the discussion.

General atmosphere and expected follow-up:

Closing the lunchtime debate, Cornelia Riehle gave her final remarks on the discussion, pointing out how fruitful the discussion was and summarising what was said in the preceding two hours. She highlighted the focus that was set during the debate on questions regarding the EAW and detention issues as well as the question of proportionality in these cases. There is also a pressing need for minimum standards in relation to the question of impartiality and admissibility as well as exclusion of evidence, she added. She also pointed out to the issue of ne bis in idem in criminal proceedings where ERA offers further training. Finally, she mentioned the possibility to gain more information on procedural rights in criminal proceedings in the EU via a special subsite provided by ERA and co-financed by the European Commission that contains further presentations, podcasts, videos, and reading material. The seminar ended with a short presentation on the cycle of the “Conference on the Future of Europe”.